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Memorandum of Admitted Breaches(Note)

(Note : This Memorandum contains records of specified breaches which the Estate Agents Authority has recommended to the Disciplinary Committee not to exercise the disciplinary powers under section 30 of the Estate Agents Ordinance against the person/company concerned and such proposals were accepted by the Disciplinary Committee upon the admission of such allegations and the brief facts in relation thereto by the person/company concerned. Each of the following records will be kept in this Memorandum for 2 years (counting from the date of admission of such allegation(s) and the brief facts in relation thereto by the person or company concerned).)

 

Case Number

Licence Number

Allegation(s)

Date of Admission of Allegation(s) and Brief Facts

Publish Date

1.

CAS-22-00097

E-180293

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

30/3/2022

21/4/2022

2.

CAS-20-00518

E-252824

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

7/4/2022

21/4/2022

3.

CAS-20-00532

C-078234

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

15/4/2022

5/5/2022

4.

CAS-19-00790

E-414938

1. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

19/4/2022

4/5/2022

5.

CAS-21-00574

E-074813

Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

30/4/2022

13/5/2022

6.

CAS-21-00614

C-088605

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

3/5/2022

13/5/2022

7.

CAS-21-00140

C-062621

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

13/5/2022

2/6/2022

8.

CAS-21-00146

C-072815

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

23/5/2022

14/6/2022

9.

CAS-20-00652

C-078119

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

27/5/2022

15/8/2022

10.

CAS-21-00593

E-120633

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
5. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

6/6/2022

21/7/2022

11.

CAS-21-00387

C-070587

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

10/6/2022

4/7/2022

12.

CAS-21-00398

C-062814

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
5. Breach of section 36(1)(a)(i) of the Estate Agents Ordinancen

17/6/2022

4/7/2022

13.

CAS-21-00216

C-077715

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

20/6/2022

4/7/2022

14.

CAS-21-00246

E-080012

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

21/6/2022

7/7/2022

15.

CAS-21-00419

C-038373

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

27/6/2022

19/7/2022

16.

CAS-21-00217

C-085999

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

28/6/2022

23/8/2022

17.

CAS-21-00275

E-216167

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

29/6/2022

19/8/2022

18.

CAS-21-00144

C-007769

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

5/7/2022

21/7/2022

19.

CAS-21-00928

C-087243

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

15/7/2022

2/8/2022

20.

CAS-21-00527

C-057698

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

19/7/2022

8/8/2022

21.

CAS-21-00578

C-086989

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

27/7/2022

19/8/2022

22.

CAS-21-00511

C-015283

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

4/8/2022

31/8/2022

23.

CAS-22-00179

C-085742

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

11/8/2022

31/8/2022

24.

CAS-21-00508

C-008308

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

5/9/2022

20/9/2022

25.

CAS-21-00674

C-069621

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

9/9/2022

13/10/2022

26.

CAS-21-00887

C-052303

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

10/9/2022

28/9/2022

27.

CAS-21-00697

C-074597

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

13/9/2022

13/10/2022

28.

CAS-21-00812

C-037074

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

2/10/2022

24/10/2022

29.

CAS-21-00612

E-176906

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

19/10/2022

3/11/2022

30.

CAS-21-00861

E-323819

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

22/10/2022

15/11/2022

31.

CAS-21-00786

E-374004

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

11/11/2022

29/11/2022

32.

CAS-21-00927

C-087169

1. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
3. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

16/11/2022

8/12/2022

33.

CAS-21-00927

E-440065

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

25/11/2022

8/12/2022

34.

CAS-21-00811

E-211373

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
5. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
6. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

30/11/2022

21/12/2022

35.

CAS-21-00811

E-137662

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
5. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
6. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

5/12/2022

21/12/2022

36.

CAS-21-00947

C-075297

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

21/12/2022

4/5/2023

37.

CAS-21-00855

C-083127

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

9/1/2023

26/1/2023

38.

CAS-22-00072

C-076816

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

13/1/2023

7/2/2023

39.

CAS-21-00103

C-075594

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

15/1/2023

7/2/2023

40.

CAS-22-00056

C-090262

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

17/1/2023

7/2/2023

41.

CAS-20-00849

C-035336

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

17/1/2023

30/1/2023

42.

CAS-22-00035

E-057519

1. Breach of section 6(1)(b) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 6(1)(b) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

1/2/2023

13/2/2023

43.

CAS-22-00036

C-083721

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

20/2/2023

7/3/2023

44.

CAS-22-00136

C-031429

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

20/2/2023

7/3/2023

45.

CAS-22-00033

E-247138

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

20/2/2023

7/3/2023

46.

CAS-22-00033

C-069456

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

21/2/2023

7/3/2023

47.

CAS-21-00155

C-068227

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
4. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
5. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
6. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
7. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
8. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

2/3/2023

28/3/2023

48.

CAS-22-00378

C-015993

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
5. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
6. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

13/3/2023

4/4/2023

49.

CAS-22-00272

C-062189

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

21/3/2023

4/4/2023

50.

CAS-22-00078

C-054126

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

9/5/2023

7/6/2023

51.

CAS-22-00237

C-077939

1. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of Section 14(1)(b) of the Estate Agents (Licensing) Regulation

12/5/2023

1/6/2023

52.

CAS-22-00719

C-024070

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

16/5/2023

1/6/2023

53.

CAS-22-00131

C-063493

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
5. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
6. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

22/5/2023

14/7/2023

54.

CAS-22-00526

C-086146

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

5/6/2023

20/6/2023

55.

CAS-22-00586

E-073786

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

15/6/2023

14/7/2023

56.

CAS-22-00172

C-032439

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

16/6/2023

14/7/2023

57.

CAS-22-00261

E-160042

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

10/7/2023

21/7/2023

58.

CAS-22-00653

E-121180

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

31/7/2023

24/8/2023

59.

CAS-22-00441

C-087532

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

2/8/2023

24/8/2023

60.

CAS-22-00558

C-081741

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

8/8/2023

5/9/2023

61.

CAS-20-00712

C-035353

1. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

16/8/2023

12/9/2023

62.

CAS-22-00439

E-153310

1. Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

21/8/2023

5/9/2023

63.

CAS-23-00097

E-462721

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

20/9/2023

9/10/2023

64.

CAS-23-00228

C-077038

1. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
2. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

8/11/2023

27/11/2023

65.

CAS-23-00229

C-058924

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

8/11/2023

27/11/2023

66.

CAS-22-00645

C-068185

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
3. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

11/11/2023

12/12/2023

67.

CAS-21-00141

C-046632

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

11/12/2023

5/1/2024

68.

CAS-21-00450

E-163388

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

2/1/2024

17/1/2024

69.

CAS-23-00404

C-055590

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

17/1/2024

5/2/2024

70.

CAS-23-00187

C-089439

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

21/1/2024

5/2/2024

71.

CAS-23-00377

C-073466

1. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
2. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

7/2/2024

23/2/2024

72.

CAS-22-00676

C-087961

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

20/2/2024

4/3/2024

73.

CAS-23-00222

C-086401

1. Breach of section 6(1)(b) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
3. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

26/2/2024

13/3/2024

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