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Memorandum of Admitted Breaches(Note)

(Note : This Memorandum contains records of specified breaches which the Estate Agents Authority has recommended to the Disciplinary Committee not to exercise the disciplinary powers under section 30 of the Estate Agents Ordinance against the person/company concerned and such proposals were accepted by the Disciplinary Committee upon the admission of such allegations and the brief facts in relation thereto by the person/company concerned. Each of the following records will be kept in this Memorandum for 2 years (counting from the date of admission of such allegation(s) and the brief facts in relation thereto by the person or company concerned).)

 

Case Number

Licence Number

Allegation(s)

Date of Admission of Allegation(s) and Brief Facts

Publish Date

1.

CAS-16-01847

E-079290

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

28/08/2017

25/09/2017

2.

CAS-17-00033

E-095481

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

20/10/2017

20/11/2017

3.

ENF/CAS-16-01966

C-038142

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

26/10/2017

20/11/2017

4.

CAS-17-00128

E-176807

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

30/10/2017

29/11/2017

5.

ENF/CAS-17-00300

C-030365

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

14/11/2017

08/12/2017

6.

CAS-17-00151

C-026712

Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

17/11/2017

08/12/2017

7.

ENF/CAS-17-00617

E-081439

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

17/11/2017

08/12/2017

8.

ENF/CAS-17-00304

C-007585

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

18/11/2017

22/12/2017

9.

CAS-17-00370

E-048654

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

07/12/2017

05/01/2018

10.

ENF/CAS-17-00604

E-380184

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

14/12/2017

05/01/2018

11.

CAS-17-00053

E-131462

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

17/01/2018

15/02/2018

12.

ENF/CAS-17-00615

C-048583

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

06/02/2018

21/03/2018

13.

ENF/CAS-17-00781

C-060245

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

12/02/2018

27/03/2018

14.

ENF/CAS-17-00671

C-003051

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

21/02/2018

04/04/2018

15.

CAS-17-00592

E-079566

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

28/02/2018

04/04/2018

16.

CAS-17-00349

E-240478

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

15/04/2018

07/05/2018

17.

ENF/CAS-17-00732

C-045431

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

17/04/2018

07/05/2018

18.

ENF/CAS-18-00056

E-114762

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

02/05/2018

25/05/2018

19.

CAS-17-00409

E-117633

1. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of Section 14(1)(b) of the Estate Agents (Licensing) Regulation

06/05/2018

01/06/2018

20.

CAS-17-00103

E-056505

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

16/05/2018

12/06/2018

21.

ENF/CAS-17-00822

E-122361

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

23/05/2018

22/06/2018

22.

CAS-18-00143

C-067156

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

24/05/2018

22/06/2018

23.

ENF/CAS-18-00110

C-022389

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

06/06/2018

03/07/2018

24.

CAS-17-00341

C-041107

1. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

10/06/2018

03/07/2018

25.

CAS-17-00766

C-036697

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

25/06/2018

20/07/2018

26.

CAS-17-00303

C-070140

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

03/07/2018

31/07/2018

27.

CAS-18-00214

C-075693

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

08/07/2018

31/07/2018

28.

CAS-17-00919

C-000463

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

11/07/2018

06/08/2018

29.

CAS-17-00626

E-058820

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

17/07/2018

20/08/2018

30.

CAS-17-00642

E-265347

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

14/06/2018

03/09/2018

31.

ENF/CAS-18-00265

C-006069

1. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation
2. Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

24/07/2018

18/09/2018

32.

ENF/CAS-18-00357

C-029469

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

24/07/2018

18/09/2018

33.

CAS-18-00313

C-071296

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

27/07/2018

18/09/2018

34.

ENF/CAS-18-00023

E-059360

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

20/08/2018

18/09/2018

35.

ENF/CAS-18-00111

E-243247

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

22/08/2018

26/09/2018

36.

ENF/CAS-18-00273

E-123368

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

28/08/2018

26/09/2018

37.

CAS-16-01731

E-378474

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

06/09/2018

15/10/2018

38.

CAS-16-01731

E-248925

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

13/09/2018

15/10/2018

39.

CAS-18-00087

C-032809

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

21/09/2018

15/10/2018

40.

CAS-18-00311

C-044290

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

09/10/2018

30/10/2018

41.

CAS-18-00464

C-051660

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

10/10/2018

30/10/2018

42.

CAS-18-00418

C-036446

1. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

28/10/2018

10/12/2018

43.

CAS-18-00554

C-000999

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

02/11/2018

10/12/2018

44.

CAS-18-00264

C-064327

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

23/11/2018

27/12/2018

45.

CAS-18-00443

C-046666

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

26/11/2018

27/12/2018

46.

CAS-18-00203

C-055990

Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

01/12/2018

09/01/2019

47.

CAS-17-00913

C-054548

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

03/12/2018

09/01/2019

48.

CAS-18-00719

C-033525

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

05/12/2018

18/01/2019

49.

CAS-18-00486

C-062104

Breach of Section 14(1)(c) of the Estate Agents (Licensing) Regulation

14/12/2018

23/01/2019

50.

CAS-18-00113

E-153310

1. Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

18/12/2018

18/01/2019

51.

CAS-18-00604

C-074449

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

27/12/2018

28/01/2019

52.

CAS-18-00679

C-033118

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

08/01/2019

13/02/2019

53.

CAS-18-00504

C-068839

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

12/02/2019

25/03/2019

54.

CAS-18-00285

C-044300

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

25/02/2019

28/03/2019

55.

CAS-18-00720

C-023620

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
3. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
4. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

04/03/2019

28/03/2019

56.

CAS-18-00764

C-065286

Breach of Section 14(1)(b) of the Estate Agents (Licensing) Regulation

04/03/2019

12/04/2019

57.

CAS-18-00843

C-021761

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

29/03/2019

30/04/2019

58.

CAS-18-00717

C-072450

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

02/04/2019

02/05/2019

59.

CAS-18-00721

C-002528

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

13/04/2019

08/08/2019

60.

CAS-18-00721

E-115714

Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

15/04/2019

08/08/2019

61.

CAS-18-00772

C-072476

Breach of section 3(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

16/04/2019

24/05/2019

62.

CAS-18-00816

E-079122

1. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

16/04/2019

24/05/2019

63.

CAS-19-00039

E-048876

1. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance
2. Breach of section 36(1)(a)(i) of the Estate Agents Ordinance

26/04/2019

29/05/2019

64.

CAS-18-00723

C-061182

1. Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation
2. Breach of section 8(2)(a) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

24/05/2019

12/06/2019

65.

CAS-18-00393

E-262118

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

04/06/2019

05/07/2019

66.

CAS-18-00279

C-053702

Breach of section 6(1) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

18/06/2019

23/07/2019

67.

CAS-18-00417

E-148323

Breach of section 6(2) of the Estate Agents Practice (General Duties and Hong Kong Residential Properties) Regulation

22/07/2019

12/08/2019

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